By John Patzakis
AI-driven analytics supercharges compliance investigations, data security, privacy audits and eDiscovery document review. AI machine learning employs mathematical models to assess enormous datasets and “learn” from feedback and exposure to gain deep insights into key information. This enables the identification of discrete and hidden patterns in millions of emails and other electronic files to categorize and cluster documents by concepts, content, or topic. This process goes beyond keyword searching to identify anomalies, internal threats, or other indicators of relevant behavior. The enormous volume and scope of corporate data being generated has created numerous opportunities for investigators seeking deep information insights in support of internal compliance, civil litigation and regulatory matters.
The most effective use of AI in investigations couple continuous active learning technology with concept clustering to discover the most relevant data in documents, emails, text and other sources. As AI continues to learn and improve over time, the benefits of an effectively implemented approach will also increase. In-house and outside counsel and compliance teams are now relying on AI technology in response to government investigations, but also increasingly to identify risks before they escalate to that stage.
However, logistical and cost barriers have traditionally stymied organizations from taking advantage of AI in a systematic and proactive basis, especially regarding unstructured data, which, according to industry studies, constitutes 80 percent or more of all data (and data risk) in the enterprise. As analytics engines ingest the text from documents and emails, the extracted text must be “mined” from their native originals. And the natives must first be collected and migrated to a centralized processing appliance. This arduous process is expensive and time consuming, particularly in the case of unstructured data, which must be collected from the “wild” and then migrated to a central location, creating a stand-alone “data lake.”
Due to these limitations, otherwise effective AI capabilities are utilized typically only on very large matters on a reactive basis that limits its benefits to the investigation at hand and the information within the captive data lake. Thus, ongoing active learning is not generally applied across multiple matters or utilized proactively. And because that captive information consists of migrated copies of the originals, there is a very limited ability to act on data insights as the original data remains in its actual location in the enterprise.
So the ideal architecture for the enterprise would be to move the data analytics “upstream” where all the unstructured data resides, which would not only save up to millions per year in investigation, data audit and eDiscovery costs, but would enable proactive utilization for compliance auditing, security and policy breaches and internal fraud detection. However, analytics engines require considerable computing resources, with the leading AI solutions typically necessitating tens of thousands of dollars’ worth of high end hardware for a single server instance. So these computing workloads simply cannot be forward deployed to laptops and multiple file servers, where the bulk of unstructured data and associated enterprise risk exists.
But an alternative architecture solves this problem. A process that extracts text from unstructured, distributed data in place, and systematically sends that data at a massive scale to the analytics platform, with the associated metadata and global unique identifiers for each item. As mentioned, one of the many challenges with traditional workflows is the massive data transfer associated with ongoing data migration of electronic files and emails, the latter of which must be sent in whole containers such as PST files. This process alone can take weeks, choke network bandwidth and is highly disruptive to operations. However, the load associated with text/metadata only is less than 1 percent of the full native item. So the possibilities here are very compelling. This architecture enables very scalable and proactive compliance, information security, and information governance use cases. The upload to AI engines would take hours instead of weeks, enabling continual machine learning to improve processes and accuracy over time and enable immediate action to taken on identified threats or otherwise relevant information.
The only solution that we are aware of that fulfills this vision is X1 Distributed GRC. X1’s unique distributed architecture upends the traditional collection process by indexing at the distributed endpoints, enabling direct pipeline of extracted text to the analytics platform. This innovative technology and workflow results in far faster and more precise collections and a more informed strategy in any matter.
Deployed at each end point or centrally in virtualized environments, X1 Enterprise allows practitioners to query many thousands of devices simultaneously, utilize analytics before collecting and process while collecting directly into myriad different review and analytics applications like RelativityOne and Brainspace. X1 Enterprise empowers corporate eDiscovery, compliance, investigative, cybersecurity and privacy staff with the ability to find, analyze, collect and/or delete virtually any piece of unstructured user data wherever it resides instantly and iteratively, all in a legally defensible fashion.
X1 displayed these powerful capabilities with ComplianceDS in a recent webinar with a brief but substantive demo of our X1 Distributed GRC solution, emphasizing our innovative support of analytics engines through our game-changing ability to extract text in place with direct feed into AI solutions.
Here is a link to the recording with a direct link to the 5 minute demo portion.